In Dudenhoeffer's wake, a plan sponsor may wish to consider excluding personnel with access to
inside information from serving on plan committees.
Fiduciary Considerations
Each of the six traded and profited on the
inside information McPhail supplied to them, the complaint alleged.
Golf pals charged with insider trading of AMSC
(1)
Inside information is precise information on the financial instruments or their issuers that has not been made public and can influence market prices.
FINANCIAL aMARKETS : MARKET ABUSE: EP AND COUNCIL BEEF UP CRIMINAL SANCTIONS
Criminal convictions for trading on
inside information are few and far between in Japan, with those caught often only receiving token punishments.
Japan finance watchdog calls for US brokerage fine
We expect someone in his position to be able to identify
inside information when he receives it and to act appropriately."
pounds 7.2m fine is levied after share probe
Bowe was found in breach of the old Rule 201(v) - committing a corrupt or fraudulent practice in relation to racing in Britain by laying Masafi to lose and not be placed on June 2 and June 12, 2009 with the benefit of
inside information relating to the horse's prospects.
Cooper disqualified for a year after corruption probe
Rajaratnam, the founder of Galleon Management who was recently convicted of multiple counts of insider trading in other securities stemming from unrelated insider trading schemes, allegedly caused various Galleon funds to trade based on Gupta's
inside information, generating illicit profits or loss avoidance of more than $23 million.
SEC files insider trading charges against Rajat Gupta
Dymke and Walter focus on the question whether corporate insiders in Germany exploit
inside information while trading in their company's stock, relating insider transactions to subsequent releases of
inside information via ad-hoc news disclosures: corporate insiders as a group seem to trade on
inside information, while members of the supervisory board are most active in exploiting
inside information.
The role of accounting information in decision-making strategies and processes
Both jockeys and Burke faced charges concerning their relationships with Rodgers and whether they supplied him with
inside information over 12 races in 2004.
Burke's pledge on ban; Trainer to appeal over warning off
I cannot believe the crass stupidity of those in power who feel this is money well spent, or perhaps they have had
inside information on this - no wonder the photograph of the happy recipients shows them smiling - they can't believe their luck, but obviously with their powers, they knew it was coming their way anyway.
No need to be psychic to know what I think of this; VIEWPOINTS
BNA (Arlington, VA) has released a new edition of its portfolio "
Inside Information: Prevention of Abuse." The title covers the obligation of a U.S.
Corporate
In a statement the BHA said Fallon "accepted that his attitude to
inside information has in the past been reckless conceding that he has been too free with such information and careless about whom he passed it to."
Horse Racing: Fallon set for return next year
Publishing (Los Angeles, CA) has sold the company's assets, including "Creative Screenwriting Magazine," the Screenwriting Expo, the "CS Weekly E-Zine" and related properties to
Inside Information Group (Los Angeles, CA).
"Creative screenwriting" magazine sold
A spokesman for the bookie said: "She wrote to us to ask for the bet, but I'm confident she has no
inside information."
A LOTTE TO SAY.
The Commercial Mortgage Securities Association Europe and the European Securitisation Forum (ESF) have released market guidelines to assist participants in the Commercial Mortgage-Backed Securities (CMBS) and Asset-Backed Securities (ABS) markets in complying with the European Commission's Market Abuse Directive (MAD) requirements for assessment and disclosure of
inside information in transaction post-issuance reporting.
New CMBS guidelines aim to make market more transparent